Chapter 2: Advanced Planning and Environmental Documentation
Section 1: Overview
Goals
The following goals should be accomplished during the advanced
planning and environmental documentation stages of project development:
- Assessment of hazardous material concerns in the early planning stage of project development
- Consideration of hazardous material concerns in alignment selection
- Determination of any additional investigation, consideration and/or coordination required for subsequent stages of project development because of the known or possible presence of hazardous materials
- Coordination of assessment and/or investigation findings, decisions, considerations, and commitments with affected parties, entities, district functional areas, divisions, and agencies
- Documentation of the hazardous materials assessment, alignment selection decisions regarding hazardous materials, and preliminary commitments due to the known or possible presence of hazardous materials.
Procedure Overview
Although this manual focuses primarily on transportation projects,
other types of right-of-way or property acquisition efforts may
benefit from the information provided. These include, but are not limited
to, advanced or hardship acquisition, corridor preservation, maintenance
facility acquisition, enhancement projects, and transit projects.
Hazardous material contamination may be encountered on any
transportation project during construction. Contamination sources
can be found in existing, adjacent, and proposed right-of-way. The
potential for contamination should be assessed as early as possible
when developing transportation plans or during project programming
and development. Often, if the problem is identified early, more
options are available to avoid or minimize impact to the project
and to implement a cost-effective approach for handling the hazardous
material contamination. The findings of site assessments and investigations
should be well documented.
During advanced planning, early participation is needed from
the following:
- Local entities such as city, county, metropolitan planning organizations, or utilities
- Other affected district functional areas, such as planning and programming, advanced project development, environmental, right-of-way, design and construction staff
- TxDOT divisions such as Environmental Affairs (ENV), Right of Way (ROW), Design (DES) and Construction (CST)
- The Federal Highway Administration (FHWA).
Information obtained during site assessments and investigations
must be communicated from one functional area to another within
districts and divisions, either in writing or orally (such as in project
design concept meetings).
Known or possible hazardous materials concerns, including
cost considerations, should be integrated into the project coordination,
alignment selection, and decision-making processes. The decision-making
process requires experience and knowledge of procedures in hazardous
materials, right-of-way negotiation and acquisition, property management,
design, and construction. Additional discussions and meetings may
be required to determine the most cost-effective approach to handling
known or potential hazardous material contamination. The financial
impact of pursuing further investigation and/or preventive action
should also be considered. Other environmental issues, health and
safety concerns, design feasibility, liability, and costs must be
considered when rendering the decision to avoid, minimize, redesign
or properly handle the concern prior to or during construction.
Early coordination with potentially responsible parties (PRPs)
and regulatory agencies is recommended. Preliminary or required
commitments should be identified or outlined during advanced planning,
prior to finalizing environmental documentation and the project
decision-making process. Affected parties, entities, district functional
areas, divisions and FHWA, as appropriate, must agree to commitments
for further investigation, site closure, preventive action, and/or
waste management.
The documentation for state and federal environmental approvals
or clearances should provide full and open disclosure of any environmental
consequences that may result from the proposed project. The assessment
and investigation findings, decisions, considerations and, coordination
should be documented in the project files and summarized in any
required environmental documentation. Required permits, approvals,
and coordination should be specifically identified in the environmental
document.
In addition to the environmental document, information about
known or possible hazardous material contamination and related commitments
to address the contamination must be tracked, documented, and stored
in TxDOT’s Environmental Compliance Oversight System (ECOS). This information
should be forwarded to the appropriate planning, advanced project
development, environmental, right-of-way, design, and construction
staff to facilitate communication. Commitments will require continued
coordination in all stages of project development to ensure that
any concerns are properly handled prior to or during construction.
Design changes should be reassessed for possible hazardous material
concerns. In some cases, there may be property management requirements
to consider during post-construction maintenance activities. Assessing the
risks of hazardous material early on, and communicating any resulting
concerns to the appropriate district and division personnel throughout
the various stages of project development, will help to avoid surprises
and reduce costs.